Liu, Xiaohong 劉曉紅

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China PA Securities (Hong Kong) Company Limited Rep Dealing in securities 2019-12-11
2 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2006-05-29 2007-03-09
Rep Dealing in securities 2006-05-29 2016-09-29
RO Advising on corporate finance 2007-03-09 2016-09-29
3 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Rep Advising on corporate finance 2003-11-26
Rep Advising on securities 2003-11-26
Rep Asset management 2003-11-26
4 Ping An of China Capital (Hong Kong) Company Limited RO Advising on corporate finance 2016-09-30
5 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep Dealing in securities 2017-08-01 2020-03-27

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