Lobello, Christopher Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALETHEIA TECHNOLOGIES LIMITED | Rep | Advising on futures contracts | 2014-04-09 | 2014-06-10 | RO | Advising on securities | 2014-04-09 | 2015-02-11 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2008-09-23 | 2009-02-06 | Rep | Dealing in securities | 2008-09-23 | 2009-02-06 |
| 3 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2008-01-07 | RO | Advising on securities | 2008-01-07 | 2008-07-04 | Rep | Advising on securities | 2008-07-04 | 2011-01-11 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2011-04-11 | 2011-07-07 | RO | Advising on securities | 2011-07-07 | 2012-08-29 |
| 5 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2011-04-11 | 2011-07-07 | RO | Advising on securities | 2011-07-07 | 2012-01-30 |
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