Oka, Hironori
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | RO | Advising on corporate finance | 2011-06-20 | RO | Advising on securities | 2011-06-20 | RO | Dealing in futures contracts | 2011-06-20 | RO | Dealing in securities | 2011-06-20 |
| 2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | RO | Dealing in futures contracts | 2011-06-20 | 2016-03-31 | RO | Dealing in securities | 2011-06-20 | 2016-03-31 |
| 3 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | RO | Advising on securities | 2011-06-20 | 2012-06-04 |
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