Pritchard, Perry
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-02-08 | 2011-06-10 | RO | Dealing in securities | 2011-06-10 | 2012-02-16 |
2 | Tora Trading Services Limited (HK) | Rep | Automated trading services | 2012-12-21 | 2013-02-26 | Rep | Dealing in securities | 2012-12-21 | 2013-02-26 | RO | Automated trading services | 2013-02-26 | 2015-06-30 | RO | Dealing in securities | 2013-02-26 | 2015-06-30 |
3 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2006-08-25 | 2009-12-10 | Rep | Dealing in securities | 2006-08-25 | 2009-12-10 |
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