Wong, Ka Man (SFC:AEK749) 黃家文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-03-10 | RO | Advising on corporate finance | 2010-03-10 |
| 2 | Everbright Securities Global (HK) Limited | Rep | Advising on securities | 2004-01-27 | Rep | Asset management | 2004-01-27 | Rep | Advising on corporate finance | 2007-02-26 | Rep | Dealing in securities | 2005-02-03 | 2007-02-26 | RO | Advising on corporate finance | 2007-02-26 | 2007-08-22 | RO | Dealing in securities | 2007-02-26 | 2007-08-22 |
| 3 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | RO | Dealing in securities | 2009-03-24 | 2010-03-05 |
| 4 | HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | RO | Advising on corporate finance | 2009-03-24 | 2010-03-05 |
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