Arosti, Marco
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2010-11-08 | 2013-03-01 | Rep | Dealing in securities | 2010-11-08 | 2013-03-01 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-11-16 | 2010-08-04 | Rep | Dealing in securities | 2007-11-16 | 2010-08-04 |
| 3 | Phoenician Advisory Services Limited | RO | Advising on corporate finance | 2017-05-31 | RO | Dealing in securities | 2017-05-31 |
| 4 | Phoenician Limited (HK) | RO | Advising on securities | 2018-06-07 | RO | Asset management | 2018-06-07 |
| 5 | Phoenician Securities Limited | RO | Dealing in securities | 2021-05-25 | |
| 6 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2015-03-23 | 2015-05-14 | Rep | Dealing in securities | 2015-03-23 | 2015-05-14 | RO | Advising on corporate finance | 2015-05-14 | 2016-08-12 | RO | Dealing in securities | 2015-05-14 | 2016-08-12 |
| 7 | Tiro Capital Limited | RO | Advising on corporate finance | 2014-08-27 | 2015-02-22 |
| 8 | ZhongHua Finance Capital Co., Limited | Rep | Advising on corporate finance | 2013-08-12 | 2014-08-22 |
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