Chan, Roy Chu Heng 曾祖興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-16 | 2008-05-30 | Rep | Dealing in securities | 2007-04-16 | 2008-05-30 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2010-07-15 | 2012-06-21 | Rep | Dealing in securities | 2010-07-15 | 2012-06-21 |
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