Chan, Kin Wah (SFC:AEN763) 陳鍵華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2016-08-01 | 2016-09-13 | Rep | Dealing in securities | 2016-08-01 | 2016-09-13 | RO | Dealing in futures contracts | 2016-09-13 | 2018-07-14 | RO | Dealing in securities | 2016-09-13 | 2018-07-14 | Rep | Advising on securities | 2018-01-04 | 2018-07-14 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2013-05-23 | RO | Dealing in futures contracts | 2013-05-23 | 2015-01-12 | RO | Dealing in securities | 2013-05-23 | 2015-01-12 |
| 3 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-09-17 | Rep | Advising on securities | 2003-09-17 | Rep | Asset management | 2003-09-17 | Rep | Dealing in securities | 2007-02-15 | RO | Dealing in securities | 2007-02-15 | 2015-01-12 | RO | Dealing in futures contracts | 2008-04-29 | 2015-01-12 |
| 4 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-09-17 | Rep | Advising on securities | 2003-09-17 | Rep | Asset management | 2003-09-17 | Rep | Dealing in securities | 2010-11-20 |
| 5 | MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-09-07 | 2022-08-31 | Rep | Asset management | 2018-09-18 | 2022-08-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy