Chan, Shun Ho 陳舜河
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2005-04-18 | 2007-08-14 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2005-05-26 | 2007-08-14 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2007-08-20 | Rep | Dealing in futures contracts | 2007-10-25 |
| 4 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-08-20 | 2007-11-01 |
| 5 | OCBC Securities Brokerage (Hong Kong) Limited | Rep | Automated trading services | 2003-07-21 | Rep | Advising on corporate finance | 2004-01-27 | Rep | Advising on securities | 2004-01-27 | Rep | Asset management | 2004-01-27 | Rep | Dealing in securities | 2005-04-18 |
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