Chan, Julia Wai Nga 陳慧雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2005-11-30 | 2010-11-20 |
| 2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2010-11-02 | 2013-11-13 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2016-01-01 |
| 4 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2015-01-15 | 2016-01-01 |
| 5 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2016-12-05 | 2018-07-31 |
| 6 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-12-05 | 2018-07-31 |
| 7 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2018-08-30 | 2019-02-18 |
| 8 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Dealing in securities | 2018-08-30 | 2019-02-18 |
| 9 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2019-03-18 | |
| 10 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2019-03-18 |
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