Chang, Ching-Kun 張靖坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2009-08-26 | 2010-07-23 |
| 2 | Broadshine Asset Management Limited | Rep | Advising on securities | 2017-10-12 | 2018-01-19 | Rep | Asset management | 2017-10-12 | 2018-01-19 | RO | Advising on securities | 2018-01-19 | 2019-12-03 | RO | Asset management | 2018-01-19 | 2019-12-03 | Rep | Advising on securities | 2019-12-03 | 2020-03-31 | Rep | Asset management | 2019-12-03 | 2020-03-31 | Rep | Advising on securities | 2022-08-02 | 2022-08-03 | Rep | Asset management | 2022-08-02 | 2022-08-03 | RO | Advising on securities | 2022-08-03 | RO | Asset management | 2022-08-03 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2010-10-15 | 2012-09-01 |
| 4 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2010-10-15 | 2012-01-30 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-02-11 | 2015-07-07 | RO | Advising on securities | 2015-07-07 | 2015-12-03 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2004-11-04 | 2005-04-22 | Rep | Dealing in securities | 2004-11-04 | 2009-03-31 |
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