Chen, Po-jen 陳柏任
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2010-11-16 | 2013-08-22 | Rep | Dealing in securities | 2010-11-16 | 2013-08-22 |
| 2 | DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2007-08-27 | 2009-08-31 | Rep | Dealing in securities | 2007-08-27 | 2009-08-31 |
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