Cheng, Man Chi (SFC:AGC897) 鄭敏芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2015-04-24 | 2016-11-22 | Rep | Dealing in futures contracts | 2015-04-24 | 2016-11-22 | Rep | Dealing in securities | 2015-04-24 | 2016-11-22 |
2 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in futures contracts | 2006-04-19 |
3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-12-08 | 2018-07-20 |
4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2016-12-08 | 2018-07-20 | Rep | Dealing in securities | 2016-12-08 | 2018-07-20 | Rep | Dealing in futures contracts | 2017-09-20 | 2018-07-20 |
5 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2015-01-12 |
6 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2006-05-08 | 2015-01-12 |
7 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2006-04-19 |
8 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-05 | |
9 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-05 | 2022-07-29 | Rep | Dealing in securities | 2018-10-05 | 2022-07-29 | RO | Advising on securities | 2022-07-29 | 2023-03-15 | RO | Dealing in securities | 2022-07-29 | 2023-03-15 | Rep | Advising on securities | 2023-03-15 | Rep | Dealing in securities | 2023-03-15 |
10 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2006-05-08 | 2010-11-20 |
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