Cheung, Terence Ching Leung 張正樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2012-07-25 |
2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Advising on securities | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Dealing in securities | 2004-09-09 | RO | Dealing in securities | 2004-09-09 | 2012-07-25 | RO | Dealing in futures contracts | 2007-10-11 | 2012-07-25 |
3 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Advising on securities | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Dealing in securities | 2004-09-09 | RO | Dealing in securities | 2004-09-09 | 2010-11-20 |
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