Chiao, Hsin 焦訢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2010-06-08 | 2011-01-01 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2011-02-23 | 2011-09-06 | Rep | Dealing in securities | 2011-02-23 | 2011-09-06 |
| 3 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-05-24 | 2011-09-06 | Rep | Dealing in securities | 2011-05-24 | 2011-09-06 |
| 4 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-12-01 | 2015-01-31 | Rep | Dealing in securities | 2011-12-01 | 2015-01-31 |
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