Chu, Peter Pa-en
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2010-11-01 | 2013-09-25 | Rep | Dealing in securities | 2010-11-01 | 2013-09-25 | RO | Dealing in futures contracts | 2013-09-25 | 2019-07-08 | RO | Dealing in securities | 2013-09-25 | 2019-07-08 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-03-31 | 2010-07-29 | Rep | Dealing in securities | 2006-03-31 | 2010-07-29 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-04-01 | 2006-02-18 | Rep | Dealing in securities | 2019-08-20 | 2020-07-08 | RO | Dealing in securities | 2020-07-08 | 2023-02-21 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-01 | 2006-02-18 | Rep | Dealing in futures contracts | 2019-08-20 | 2020-07-08 | Rep | Dealing in securities | 2019-08-20 | 2020-07-08 | RO | Dealing in futures contracts | 2020-07-08 | 2023-02-21 | RO | Dealing in securities | 2020-07-08 | 2023-02-21 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-04-01 | 2006-02-18 |
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