Chu, Peter Pa-en
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-04-01 | 2006-02-18 |
2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-03-31 | 2010-07-29 |
3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2010-11-01 | 2013-09-25 |
4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2019-08-20 | 2020-07-08 |
5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-04-01 | 2006-02-18 |
6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-01 | 2006-02-18 |
7 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-03-31 | 2010-07-29 |
8 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-01 | 2013-09-25 |
9 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2019-08-20 | 2020-07-08 |
10 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2019-08-20 | 2020-07-08 |
11 | Daiwa Capital Markets Hong Kong Limited | RO | Dealing in futures contracts | 2013-09-25 | 2019-07-08 |
12 | Merrill Lynch Far East Limited | RO | Dealing in futures contracts | 2020-07-08 | 2023-02-21 |
13 | Daiwa Capital Markets Hong Kong Limited | RO | Dealing in securities | 2013-09-25 | 2019-07-08 |
14 | Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2020-07-08 | 2023-02-21 |
15 | Merrill Lynch Far East Limited | RO | Dealing in securities | 2020-07-08 | 2023-02-21 |
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