Chung, Ming 叢明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2017-10-16 | |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2011-04-28 | 2014-04-01 |
| 3 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2011-04-28 | 2012-01-30 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-05-16 | 2017-07-13 | Rep | Dealing in securities | 2014-05-16 | 2017-07-13 |
| 5 | VC BROKERAGE LIMITED | Rep | Advising on securities | 2007-09-20 | 2008-05-01 |
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