Feschet, Boris Xavier
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-08-29 | 2010-12-03 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-05-25 | 2010-12-03 |
3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2011-03-14 | 2012-03-20 | Rep | Dealing in securities | 2011-03-14 | 2012-03-20 |
4 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-03-14 | 2012-03-20 | Rep | Dealing in securities | 2011-03-14 | 2012-03-20 |
5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2019-08-23 | 2019-12-19 | RO | Dealing in securities | 2019-12-19 |
6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2019-08-23 | 2019-12-19 | Rep | Dealing in securities | 2019-08-23 | 2019-12-19 | RO | Dealing in futures contracts | 2019-12-19 | RO | Dealing in securities | 2019-12-19 |
7 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2005-08-29 | 2010-12-03 |
8 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-04-10 | 2016-01-19 | RO | Dealing in futures contracts | 2016-01-19 | 2016-12-18 |
9 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2012-04-10 | 2016-01-19 | Rep | Dealing in securities | 2012-04-10 | 2018-05-03 | RO | Dealing in futures contracts | 2016-01-19 | 2019-05-25 | RO | Dealing in securities | 2018-05-03 | 2019-05-25 |
10 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-04-10 | 2016-01-19 | RO | Dealing in securities | 2016-01-19 | 2016-12-18 | RO | Dealing in futures contracts | 2016-12-19 | 2019-05-25 | RO | Dealing in securities | 2016-12-19 | 2019-05-25 |
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