Gu, Gerard Sheng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2005-06-04 | |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2010-11-08 | 2012-08-22 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on securities | 2005-01-24 | |
| 4 | RBS Asia Corporate Finance Limited | Rep | Asset management | 2005-01-24 | |
| 5 | RBS Asia Corporate Finance Limited | Rep | Dealing in securities | 2005-06-04 | |
| 6 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-08 | 2012-08-22 |
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