Gupta, Niraj Mahendra
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2011-02-08 | 2012-06-21 | Rep | Dealing in securities | 2011-02-08 | 2012-06-21 |
| 2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-05-11 | 2012-06-21 | Rep | Dealing in securities | 2011-05-11 | 2012-06-21 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-10-31 | 2010-10-27 |
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