Kam, Kwok Hung 甘國雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2013-09-03 | 2016-09-09 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-10-14 | 2018-09-01 | Rep | Advising on securities | 2016-10-14 | 2018-09-01 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2016-10-14 | 2018-09-01 | Rep | Dealing in securities | 2016-10-14 | 2018-09-01 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2010-08-09 | 2013-07-03 | Rep | Dealing in securities | 2010-08-09 | 2013-07-03 |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2021-07-02 | 2021-11-22 | Rep | Dealing in securities | 2021-07-02 | 2021-11-22 | Rep | Advising on securities | 2021-07-16 | 2021-11-22 | RO | Advising on corporate finance | 2021-11-22 | RO | Advising on securities | 2021-11-22 | RO | Dealing in securities | 2021-11-22 |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2018-10-24 | 2021-04-01 | Rep | Dealing in securities | 2018-10-24 | 2021-04-01 |
| 7 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-03-06 | 2008-08-08 |
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