Kuo, Yan Ki 郭恩琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2010-11-03 | 2012-02-16 |
| 2 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2010-11-03 | 2012-01-30 |
| 3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2012-05-18 | 2019-01-19 |
| 4 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2012-05-18 | 2019-01-19 | Rep | Dealing in securities | 2012-05-18 | 2019-01-19 |
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