Lam, Ching Lok Gary 林清樂

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2007-06-22 2010-07-17
Daiwa Capital Markets Hong Kong Limited Rep 2010-07-29 2014-05-02
Daiwa Capital Markets Hong Kong Limited RO 2014-05-02 2014-08-12
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep 2014-10-20 2014-12-22
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RO 2014-12-22 2016-04-13
CMB International Capital Limited Rep 2016-07-21 2016-11-24
CMB International Capital Limited RO 2016-11-24 2019-02-15
MIZUHO SECURITIES ASIA LIMITED Rep 2019-03-12 2019-04-25
MIZUHO SECURITIES ASIA LIMITED RO 2019-04-25 2020-11-25
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2021-02-23 2021-05-27
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RO 2021-05-27 2023-09-30
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Advising on securities 2014-11-17 2016-04-13
MIZUHO SECURITIES ASIA LIMITED Rep 2019-03-20 2020-11-25
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2021-02-23 2021-05-27
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RO 2021-05-27 2021-12-30
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2021-12-30 2023-09-30
3 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2010-07-29 2014-08-12
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep 2014-10-20 2016-04-13
CMB International Capital Limited Rep 2016-07-21 2019-02-15
MIZUHO SECURITIES ASIA LIMITED Rep 2019-03-12 2020-11-25
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2021-02-23 2021-05-27
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RO 2021-05-27 2021-12-30
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2021-12-30 2023-09-30

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