Lam, Ching Lok Gary 林清樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-12-30 | 2023-09-30 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-12-30 | 2023-09-30 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on corporate finance | 2021-05-27 | 2023-09-30 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2021-05-27 | 2021-12-30 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Dealing in securities | 2021-05-27 | 2021-12-30 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2021-02-23 | 2021-05-27 |
| 7 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-02-23 | 2021-05-27 |
| 8 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-02-23 | 2021-05-27 |
| 9 | MIZUHO SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2019-04-25 | 2020-11-25 |
| 10 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2019-03-20 | 2020-11-25 |
| 11 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2019-03-12 | 2020-11-25 |
| 12 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2019-03-12 | 2019-04-25 |
| 13 | CMB International Capital Limited | RO | Advising on corporate finance | 2016-11-24 | 2019-02-15 |
| 14 | CMB International Capital Limited | Rep | Dealing in securities | 2016-07-21 | 2019-02-15 |
| 15 | CMB International Capital Limited | Rep | Advising on corporate finance | 2016-07-21 | 2016-11-24 |
| 16 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Advising on corporate finance | 2014-12-22 | 2016-04-13 |
| 17 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2014-11-17 | 2016-04-13 |
| 18 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2014-10-20 | 2016-04-13 |
| 19 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2014-10-20 | 2014-12-22 |
| 20 | Daiwa Capital Markets Hong Kong Limited | RO | Advising on corporate finance | 2014-05-02 | 2014-08-12 |
| 21 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-07-29 | 2014-08-12 |
| 22 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2010-07-29 | 2014-05-02 |
| 23 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-06-22 | 2010-07-17 |
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