Lam, Hok Hoi 林學海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AD Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2007-05-03 | 2008-09-25 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2008-10-15 | 2010-05-31 | Rep | Advising on securities | 2014-08-11 | 2015-01-29 | RO | Advising on securities | 2015-01-29 | 2020-12-31 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2010-07-12 | 2014-07-05 |
| 4 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2010-07-12 | 2012-01-30 |
| 5 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2021-02-16 | Rep | Asset management | 2021-03-05 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2004-07-20 | 2007-04-05 |
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