Lam, Paul Pok Lai 林博禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2011-05-24 | 2014-11-01 | Rep | Dealing in securities | 2011-05-24 | 2014-11-01 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2015-10-07 | Rep | Dealing in securities | 2015-10-07 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-10-07 | 2016-10-10 |
| 5 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2015-03-19 | 2015-09-18 | Rep | Advising on futures contracts | 2015-06-11 | 2015-09-18 | Rep | Advising on securities | 2015-06-11 | 2015-09-18 | Rep | Asset management | 2015-06-11 | 2015-09-18 | Rep | Dealing in futures contracts | 2015-06-11 | 2015-09-18 |
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