Lau, Justin Ching Yin 劉正賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-16 | 2005-03-27 | Rep | Advising on securities | 2004-02-16 | 2005-03-27 |
2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2010-10-25 | 2012-08-29 |
3 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2010-10-25 | 2012-01-30 |
4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2005-04-01 | 2008-09-29 |
5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2010-07-24 |
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