Lee, Patrick Maung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASPEN HILL PARTNERS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-08-21 | 2010-01-31 | Rep | Asset management | 2008-09-12 | 2010-01-31 |
| 2 | AUGUSTINE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-01-11 | 2020-12-31 | Rep | Asset management | 2019-01-11 | 2020-12-31 |
| 3 | CLSA FUTURES LIMITED | Rep | Advising on futures contracts | 2006-09-07 | 2008-05-10 | Rep | Dealing in futures contracts | 2006-09-07 | 2008-05-10 |
| 4 | CLSA LIMITED | Rep | Advising on securities | 2006-01-23 | 2008-05-10 | Rep | Dealing in securities | 2006-01-23 | 2008-05-10 |
| 5 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-08-16 | 2011-09-10 |
| 6 | MUSHK Limited | Rep | Dealing in securities | 2010-02-22 | 2010-08-05 |
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