Lee, Sze Wan (SFC:AKS933) 李詩韻

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2004-08-06 2006-09-15
Daiwa Capital Markets Hong Kong Limited Rep 2006-09-25 2011-09-20
DBS ASIA CAPITAL LIMITED Rep 2011-10-12 2011-11-02
DBS ASIA CAPITAL LIMITED RO 2011-11-02 2014-06-18
FRONTIER CAPITAL INVESTMENT LIMITED Rep 2014-07-15 2014-08-18
FRONTIER CAPITAL INVESTMENT LIMITED RO 2014-08-18 2014-08-31
China Galaxy International Securities (Hong Kong) Co., Limited Rep 2014-09-30 2014-11-24
China Galaxy International Securities (Hong Kong) Co., Limited RO 2014-11-24
2 DBS ASIA CAPITAL LIMITED Rep Advising on securities 2011-10-12 2011-11-02
DBS ASIA CAPITAL LIMITED RO 2011-11-02 2014-06-18
FRONTIER CAPITAL INVESTMENT LIMITED Rep 2014-07-15 2014-08-18
FRONTIER CAPITAL INVESTMENT LIMITED RO 2014-08-18 2014-08-31
China Galaxy International Securities (Hong Kong) Co., Limited Rep 2014-09-30 2014-11-24
China Galaxy International Securities (Hong Kong) Co., Limited RO 2014-11-24
3 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2006-09-27 2011-09-20
DBS ASIA CAPITAL LIMITED Rep 2011-10-12 2011-11-02
DBS ASIA CAPITAL LIMITED RO 2011-11-02 2014-06-18
FRONTIER CAPITAL INVESTMENT LIMITED Rep 2014-07-15 2014-08-18
FRONTIER CAPITAL INVESTMENT LIMITED RO 2014-08-18 2014-08-31
China Galaxy International Securities (Hong Kong) Co., Limited Rep 2014-09-30 2014-11-24
China Galaxy International Securities (Hong Kong) Co., Limited RO 2014-11-24

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