Lee, Yuk Man (SFC:AQQ629) 李育文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2012-05-10 | 2012-08-27 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2010-06-07 | 2012-02-16 |
| 3 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2010-06-07 | 2012-01-30 |
| 4 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2008-04-10 | 2010-05-26 |
| 5 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2018-10-08 | 2018-11-30 | Rep | Asset management | 2018-11-22 | 2018-11-30 |
| 6 | Sumitomo Mitsui Trust (Hong Kong) Limited | Rep | Advising on securities | 2014-01-07 | 2017-06-07 | RO | Advising on securities | 2017-06-07 | 2018-09-24 | Rep | Advising on securities | 2019-01-02 | 2019-01-21 | RO | Advising on securities | 2019-01-21 |
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