Li, Kathy (SFC:AGW424) 李嘉怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2012-06-20 |
| 2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2010-11-02 | 2012-06-20 |
| 3 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2004-01-03 | Rep | Asset management | 2004-01-03 |
| 4 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2004-01-15 | 2010-11-20 |
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