Li, Xiaoting (SFC:AVS858) 李小婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADS Securities Hong Kong Limited | RO | Advising on corporate finance | 2017-01-25 | 2019-05-04 | RO | Dealing in securities | 2017-01-25 | 2019-05-04 | RO | Advising on securities | 2017-08-25 | 2019-05-04 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2011-02-23 | 2015-05-08 | Rep | Dealing in securities | 2011-02-23 | 2015-05-08 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-08-25 | 2011-01-17 | Rep | Dealing in securities | 2010-08-25 | 2011-01-17 |
| 4 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-08-25 | 2011-01-17 |
| 5 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2019-05-29 | 2019-08-08 | Rep | Dealing in securities | 2019-05-29 | 2019-08-08 | RO | Advising on corporate finance | 2019-08-08 | 2021-06-21 | RO | Dealing in securities | 2019-08-08 | 2021-06-21 |
| 6 | Vantage Capital Markets HK Limited | Rep | Dealing in securities | 2021-06-30 | 2024-04-11 | RO | Advising on corporate finance | 2022-09-06 | 2024-04-11 | RO | Advising on securities | 2022-09-06 | 2024-04-11 |
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