Lin, Yu-Ting (SFC:AUA690) 林育廷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2009-10-23 | 2013-03-05 | Rep | Dealing in securities | 2009-10-23 | 2013-03-05 |
| 2 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-07-05 | |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-07-21 | 2016-06-28 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-07-21 | 2016-06-28 |
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