Liu, Chung Hsun 劉宗勳

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities
Rep Advising on corporate finance 2005-02-07
Rep Advising on securities 2005-02-07
Rep Asset management 2005-02-07
Rep Dealing in futures contracts 2007-10-08
2 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep Advising on futures contracts 2005-02-07
Rep Asset management 2005-02-07
Rep Dealing in futures contracts 2007-11-01

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