Liu, Yang (SFC:AXD891) 劉洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2011-04-21 | 2013-09-28 |
2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2011-04-21 | 2013-09-28 |
3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-10-07 | 2018-03-23 | Rep | Dealing in securities | 2013-10-07 | 2018-03-23 |
4 | Pinpoint Asset Management Limited | Rep | Asset management | 2020-06-03 | |
5 | Segantii Capital Management Limited | Rep | Asset management | 2018-05-23 | 2020-03-17 |
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