Lo, Ricky Chi Wa 羅志華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2010-07-02 | 2022-12-21 | Rep | Dealing in securities | 2010-07-02 | 2022-12-21 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2004-04-16 | Rep | Dealing in securities | 2010-03-11 | Rep | Dealing in futures contracts | 2006-06-21 | 2010-03-11 |
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