Lo, Ming Hung 盧銘雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-03 | Rep | Asset management | 2004-02-03 | Rep | Advising on securities | 2007-03-19 |
2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2009-08-24 | 2011-09-22 |
3 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2007-04-12 | 2011-09-22 |
4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-12-20 | 2013-01-25 | Rep | Advising on securities | 2013-07-17 | 2020-11-26 |
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