Mar, Johnson
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2008-11-11 | 2012-08-30 | Rep | Dealing in securities | 2008-11-11 | 2012-08-30 | Rep | Advising on securities | 2008-12-29 | 2012-08-30 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | RO | Automated trading services | 2003-09-01 | RO | Dealing in securities | 2008-09-29 |
| 3 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-09-26 | 2008-09-29 |
| 4 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | RO | Automated trading services | 2003-09-01 | RO | Dealing in securities | 2008-09-29 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy