Miyauchi, Yuko
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-17 | 2015-04-11 |
2 | SBI Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-12-16 | 2020-06-04 | Rep | Dealing in securities | 2019-12-16 | 2020-06-04 | RO | Advising on securities | 2020-06-04 | 2021-07-30 | RO | Dealing in securities | 2020-06-04 | 2021-07-30 |
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