Ng, Wai Kee (SFC:APC928) 吳偉基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2007-06-25 | 2008-05-28 | Rep | Advising on securities | 2010-06-07 | 2012-02-16 | Rep | Dealing in securities | 2010-06-07 | 2012-02-16 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-05-07 | 2010-05-24 |
| 3 | SHINKO SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-04 | 2009-05-06 |
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