Pang, On Ki 彭安琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2017-06-15 | 2022-01-21 | Rep | Dealing in securities | 2017-06-15 | 2022-01-21 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-03-13 | 2015-04-18 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2011-09-06 |
| 4 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2010-11-02 | 2011-09-06 |
| 5 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Advising on securities | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Dealing in securities | 2010-11-20 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-11-18 | 2017-05-19 |
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