Pienaar, Ross Daniel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-11-04 | 2008-11-14 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2007-02-21 | 2008-11-14 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2009-02-02 | 2014-08-06 | Rep | Dealing in securities | 2009-02-02 | 2014-08-06 | Rep | Advising on securities | 2009-02-17 | 2014-08-06 |
| 4 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2015-02-06 | 2021-06-18 | Rep | Dealing in securities | 2015-02-06 | 2021-06-18 |
| 5 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2021-09-20 | Rep | Dealing in futures contracts | 2023-03-28 | Rep | Dealing in securities | 2023-03-28 |
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