So, Ka 蘇卡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2013-04-02 | |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2011-06-03 | 2012-11-03 |
| 3 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2011-06-03 | 2012-01-30 |
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