Tam, Ronald Kwok Ho 譚國豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2011-03-11 | 2013-06-24 | Rep | Dealing in securities | 2011-03-11 | 2013-06-24 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-06-01 | Rep | Asset management | 2004-06-01 | Rep | Advising on corporate finance | 2007-12-13 | Rep | Dealing in securities | 2007-12-13 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-11-20 | 2009-03-31 | Rep | Advising on securities | 2008-11-20 | 2009-03-31 |
| 4 | STANHILL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-01-25 | 2010-06-30 | Rep | Advising on securities | 2010-01-25 | 2010-06-30 | Rep | Advising on corporate finance | 2010-11-29 | 2011-02-28 | Rep | Advising on securities | 2010-11-29 | 2011-02-28 |
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