Tam, Aleck Lik Wai 譚力維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2016-12-06 | 2020-03-06 | Rep | Dealing in securities | 2016-12-06 | 2020-03-06 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2011-05-16 | 2016-09-21 | Rep | Dealing in securities | 2011-05-16 | 2016-09-21 |
| 3 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-11-24 | 2011-04-07 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-24 | 2011-04-07 |
| 5 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2005-09-20 | 2005-11-16 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-12-01 | 2010-11-18 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-12-01 | 2010-11-18 |
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