Tham, Mun Hon 譚文漢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-03 | |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-08-23 | Credit Agricole Securities (Asia) Limited | Rep | 2005-08-30 | 2008-07-26 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 2008-08-14 | 2011-09-16 | Daiwa Capital Markets Hong Kong Limited | Rep | 2009-08-24 | 2011-09-16 | MIB SECURITIES (HONG KONG) LIMITED | Rep | 2011-12-20 | 2012-11-28 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | 2012-12-05 | 2017-09-20 | UOB KAY HIAN (HONG KONG) LIMITED | RO | 2017-09-20 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Asset management | 2004-02-03 |
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