Watanabe, Naoki (SFC:AQD803)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2012-10-10 |
2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2010-11-02 | 2012-10-10 |
3 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2008-01-07 | 2010-11-20 |
4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2024-01-12 | |
5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2024-02-05 | |
6 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2013-01-02 | 2023-12-22 |
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