Wong, Andy Jinrong 黃金融
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aspex Management (HK) Limited | Rep | Asset management | 2020-07-07 | |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2006-09-13 | 2009-03-31 | Rep | Automated trading services | 2008-11-07 | 2009-03-31 | Rep | Dealing in futures contracts | 2008-11-07 | 2009-03-31 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2006-09-13 | 2008-11-24 | Rep | Dealing in futures contracts | 2006-09-13 | 2008-11-24 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-09-13 | 2009-03-31 |
| 5 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2011-01-04 | 2012-02-17 | Rep | Dealing in securities | 2011-01-04 | 2012-02-17 | Rep | Dealing in futures contracts | 2012-04-02 | 2012-04-13 | Rep | Dealing in securities | 2012-04-02 | 2012-04-13 |
| 6 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-01-04 | 2012-02-17 | Rep | Dealing in securities | 2011-01-04 | 2012-02-17 | Rep | Dealing in futures contracts | 2012-04-10 | 2012-04-13 | Rep | Dealing in securities | 2012-04-10 | 2012-04-13 |
| 7 | Harmony Advisors Limited | Rep | Asset management | 2014-03-13 | 2015-06-01 | RO | Asset management | 2015-06-01 | 2015-06-30 |
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