Wong, Steven Wai Chiu 王偉超

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2005-01-03 2005-10-14
Rep Dealing in securities 2006-02-16
Rep Dealing in futures contracts 2007-10-08
Rep Advising on securities 2008-12-29
2 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2005-01-03 2005-10-14
Rep Dealing in futures contracts 2006-02-16 2007-11-01
3 JS SECURITIES LIMITED Rep Dealing in securities 2004-05-25 2004-12-20
4 KGI ASIA LIMITED Rep Dealing in securities 2003-11-14 2004-02-21
5 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2003-11-14 2004-02-21
6 KGI SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2003-11-14 2004-02-21
7 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Dealing in securities 2004-03-23 2004-08-17
Rep Dealing in futures contracts 2004-08-06 2004-12-20
RO Dealing in securities 2004-08-17 2004-12-20
8 Morgan Stanley Asia Limited Rep Automated trading services 2005-10-17 2005-12-17
Rep Dealing in securities 2005-10-17 2005-12-17
9 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2005-10-17 2005-12-17
Rep Dealing in futures contracts 2005-10-17 2005-12-17
10 Morgan Stanley Hong Kong Securities Limited Rep Dealing in securities 2005-10-18 2005-12-17
11 Sunwah Kingsway Leasing and Finance Limited Rep Dealing in futures contracts 2004-03-23 2004-12-20

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